-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FvKnkgxx7AoKLr5Pg+NdGwWNqkLXWcIE9fhE9Hn9SmSjF5evOIkCH4qIMaEkPimd vAiaRgxp68wwQYCzzWyJTA== 0001082834-02-000020.txt : 20020813 0001082834-02-000020.hdr.sgml : 20020813 20020813143631 ACCESSION NUMBER: 0001082834-02-000020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020813 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERISERV FINANCIAL INC /PA/ CENTRAL INDEX KEY: 0000707605 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251424278 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39599 FILM NUMBER: 02729200 BUSINESS ADDRESS: STREET 1: MAIN & FRANKLIN STS STREET 2: PO BOX 430 CITY: JOHNSTOWN STATE: PA ZIP: 15907 BUSINESS PHONE: 8145335300 MAIL ADDRESS: STREET 1: MAIN & FRANKLIN STS STREET 2: PO BOX 430 CITY: JOHNSTOWN STATE: PA ZIP: 15907 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERISERV TRUST & FINANCIAL SERVICES CO CENTRAL INDEX KEY: 0001082834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: MAIN & FRANKLIN STREET CITY: JOHNSTOWN STATE: PA ZIP: 15901 BUSINESS PHONE: 8145335378 MAIL ADDRESS: STREET 1: MAIN & FRANKLIN STREET CITY: JOHNSTOWN STATE: PA ZIP: 15901 FORMER COMPANY: FORMER CONFORMED NAME: USBANCORP TRUST CO/PA DATE OF NAME CHANGE: 19990507 SC 13G 1 g130206.txt SC 13G FOR 06/30/02 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERISERV FINANCIAL INC /PA/ CENTRAL INDEX KEY: 0000707605 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 251424278 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: AMERISERV FINANCIAL BUILDING STREET 2: 216 FRANKLIN ST CITY: JOHNSTOWN STATE: PA ZIP: 15901 BUSINESS PHONE: 8145335300 MAIL ADDRESS: STREET 1: AMERISERV FINANCIAL BUILDING STREET 2: 216 FRANKLIN ST CITY: JOHNSTOWN STATE: PA ZIP: 15901 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERISERV TRUST & FINANCIAL SERVICES CO/PA CENTRAL INDEX KEY: 0001082834 STANDARD INDUSTRIAL CLASSIFICATION: NON-DEPOSIT TRUST COMPANIES [6091] IRS NUMBER: 251689052 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: AMERISERV FINANCIAL BUILDING STREET 2: 216 FRANKLIN ST CITY: JOHNSTOWN STATE: PA ZIP: 15901 BUSINESS PHONE: 8145335378 MAIL ADDRESS: STREET 1: AMERISERV FINANCIAL BUILDING STREET 2: 216 FRANKLIN ST CITY: JOHNSTOWN STATE: PA ZIP: 15901 FORMER COMPANY: FORMER CONFORMED NAME: USBANCORP TRUST CO/PA DATE OF NAME CHANGE: 20010430 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AMERISERV FINANCIAL INC /PA/ ----------------------------------------------------- (NAME OF ISSUER) COM ----------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 03074A102 ----------------------------------------------------- (CUSIP NUMBER) June 30, 2002 ----------------------------------------------------- (Date of event which requires filing of this Statement) NOTE: ALL OF THE SHARES REPORTED IN THIS SCHEDULE 13G ARE HELD BY UNAFFILIATED THIRD-PARTY CLIENT ACCOUNTS MANAGED BY AMERISERV TRUST & FINANCIAL SERVICES COMPANY. ALTHOUGH THESE ACCOUNTS ARE MANAGED, THE INDIVIDUAL CLIENTS DIRECTED THE PURCHASE AND RETENTION OF OUR HOLDING COMPANY STOCK. (AMERISERV TRUST & FINANCIAL SERVICES COMPANY IS A WHOLLY-OWNED SUBSIDIARY OF AMERISERV FINANCIAL INC.) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGE(S)) CUSIP NO. 03074A102 13G 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AMERISERV TRUST & FINANCIAL SERVICES COMPANY (FORMERLY USBANCORP TRUST COMPANY) 251689052 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION JOHNSTOWN, PA USA NUMBER OF SHARES 5. SOLE VOTING POWER 688,865 BENEFICIALLY OWNED AS OF 6. SHARED VOTING POWER 0 June 30, 2002 BY EACH 7. SOLE DISPOSITIVE POWER 663,649 REPORTING PERSON WITH: 8. SHARED DISPOSITIVE POWER 25,216 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 688,865 (Not to be construed as an admission of beneficial ownership) 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.0% 12. TYPE OF REPORTING PERSON * BK * SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(A). NAME OF ISSUER AmeriServ Financial Inc PA ITEM 1(B). ADDRESS OF ISSUER AmeriServ Financial Building 216 Franklin St Johnstown PA 15901-1911 ITEM 2(A). NAME OF PERSON FILING AmeriServ Trust & Financial Services Company ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE AmeriServ Financial Building 216 Franklin St Johnstown PA 15901-1911 ITEM 2(C). CITIZENSHIP USA ITEM 2(D). TITLE OF CLASS OF SECURITIES Common Stock ITEM 2(E). CUSIP NUMBER 03074A102 ITEM 3. This statement is filed pursuant to Rule 13d-1 (b), or 13d-2 (b) or (c) and the person filing is a Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) ITEM 4. OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED 688,865 (b) PERCENT OF CLASS 5.01 (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE -- 688,865 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE -- None (iii) SOLE POWER TO DISPOSE OR TO DIRECT DISPOSITION OF -- 663,649 (iv) SHARE POWER TO DISPOSE OR TO DIRECT DISPOSISTION OF -- 25,216 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON All Securities reported in this schedule are owned by clients of Ameriserv Trust & Financial Services Company, no one of which owns more than 5% of the class. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete are correct. Date: August 13, 2002 AMERISERV TRUST & FINANCIAL SERVICES COMPANY /s/ Michael P. Geiser Michael P. Geiser Vice President & Manager- Trust Operations -----END PRIVACY-ENHANCED MESSAGE-----